Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 05/01/2012
Contact Info 518 xxxxxxx
Websites
AUM* 232,350,000 8%
of that, discretionary 232,350,000 8%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 2,978,846 10%
% High Net Worth 93.33% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

241M 206M 172M 138M 103M 69M 34M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name MMB & CO Filing Date01/16/2026 Form ADV-E View Report
Accounting Firm Name MMB & CO Filing Date02/28/2025 Form ADV-E View Report
Accounting Firm Name MMB AND COMPANY Filing Date02/28/2024 Form ADV-E View Report