9AT: BYRNE ASSET MANAGEMENT, LLC

BYRNE ASSET MANAGEMENT, LLC

BYRNE ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/10/2026
Registration	SEC, Approved, 04/07/2003
ADV Location	KINGSTON, NJ, United States
Contact Info	609 xxxxxxx
Websites

AUM^*	268,699,815 27%
of that, discretionary	268,699,815 27%
Number of Employees	5
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	1,618,674 14%
% High Net Worth	98.81% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

269M 230M 192M 154M 115M 77M 38M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Byrne Asset Management, LLC (the “Firm”, "Registrant", “we” or “our”) is an SEC registered Investment Adviser Firm as of April 7, 2003. The firm has provided investment supervisory services since 1999. The firm is owned by Tom Byrne who is also our Managing Member and Chief Compliance Officer. We provide discretionary investment advisory services on a fee basis. Through personal discussions in which goals and objectives based on a client’s particular circumstances are established, we develop each client’s personal investment policy. Our services include asset allocation guidance and determination, which we see as a critical decision. Then we select and monitor securities within each asset class. The firm has discretion over assets managed. We use a proprietary valuation model and use earnings data, other fundamental data and evaluate competitive and macroeconomic factors that may affect a business in determining

appropriate investments. We track earnings releases and other germane data pertaining to our holdings and potential holdings. We endeavor to communicate with clients about investment options and decisions at least quarterly and at any other time they wish. The Registrant provides investment advisory services specific to the needs of each client. Prior to providing investment advisory services, one or more of our investment adviser representatives will ascertain each client's investment objective(s). We develop an asset allocation plan and then invest funds on a discretionary basis. Individual investments will be determined by each individual client's needs and circumstances. The client may, at any time, impose reasonable restrictions, in writing, on our services. The firm does not participate in a wrap fee program. As of December 31, 2022, the firm had about $180,000,000 of assets under management on a discretionary basis.