9AT: CLIO ASSET MANAGEMENT LLC

CLIO ASSET MANAGEMENT LLC

CLIO ASSET MANAGEMENT LLC

Adviser Profile

As of Date	09/01/2026
Registration	SEC, Approved, 08/06/2021
Other registrations (3)	Louisiana, Terminated, 08/11/2021 Virginia, Terminated, 08/11/2021 Texas, Terminated, 08/10/2021
ADV Location	CHARLOTTESVILLE, VA, United States
Contact Info	434 xxxxxxx
Websites

AUM^*	127,824,130 -7%
of that, discretionary	127,824,130 -7%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	1,966,525 6%
% High Net Worth	91.30% 6%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

142M 122M 102M 81M 61M 41M 20M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Firm Description Clio Asset Management LLC (“Clio” or the “Firm”) is organized as a Virginia limited liability company. The Firm was organized in May of 2018, and began offering advisory services in August of 2018. James G. Aldigé IV is 100% owner of Clio. Types of Advisory Services ASSET MANAGEMENT Clio offers discretionary asset management services to advisory Clients. Clio will offer Clients ongoing asset management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment program will be based on the above factors. The Client will authorize Clio discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each Client are documented in our Client

files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written Client consent. The Clio Core Portfolio strategy: We generally offer one model portfolio strategy, the Clio Core Portfolio strategy, whose objective is to compound capital through the long-term ownership of roughly 8-12 exceptional businesses. These businesses tend to exhibit high or improving returns on invested capital, leading competitive positions, strong corporate cultures, exceptional management teams, best-in-class products or services, strong balance sheets, and secular growth tailwinds. Wrap Fee Programs Clio does not sponsor any wrap fee programs. Client Assets under Management Clio has the following Client assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $115,683,603 $0 June 7, 2023