Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 08/27/2007
Contact Info 410 xxxxxxx
AUM* 141,100,000 19%
of that, discretionary 141,100,000 19%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 11,758,333 68%
% High Net Worth 58.33% -17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

141M 121M 101M 81M 60M 40M 20M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees