Adviser Profile

As of Date 03/06/2026
Registration SEC, Approved, 12/19/1994
ADV Location MILWAUKEE, WI, United States
Contact Info 414 xxxxxxx
Websites
AUM* 252,255,333 -12%
of that, discretionary 251,747,683 -12%
Number of Employees 6 20%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 543,654 7%
% High Net Worth 97.84% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

397M 340M 283M 227M 170M 113M 57M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$8,620,712 % Position4.00% $ Change11.00% # Change-27.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$8,974,814 % Position4.00% $ Change-2.00% # Change-20.00%
Stck Ticker231021106 Stock NameCUMMINS INC $ Position$8,921,664 % Position4.00% $ Change36.00% # Change3.00%
Stck Ticker29364G103 Stock NameENTERGY CORP NEW $ Position$8,667,154 % Position4.00% $ Change5.00% # Change3.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$8,432,326 % Position4.00% $ Change-17.00% # Change3.00%
Stck Ticker78468R663 Stock NameSTATE STREET SPDR BLMBG1-3MTHT-BILLETF $ Position$10,456,887 % Position4.00% $ Change71.00% # Change71.00%
Stck Ticker911312106 Stock NameUNITED PARCEL SVCS INC $ Position$6,755,795 % Position3.00% $ Change39.00% # Change27.00%
Stck Ticker706327103 Stock NamePEMBINA PIPELINE CORP $ Position$6,861,441 % Position3.00% $ Change7.00% # Change3.00%
Stck Ticker682680103 Stock NameONEOK INC NEW $ Position$6,053,981 % Position3.00% $ Change0.00% # Change4.00%
Stck Ticker92939U106 Stock NameWEC ENERGY GROUP INC $ Position$7,548,265 % Position3.00% $ Change4.00% # Change3.00%

Brochure Summary