Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/31/1994
ADV Location RYE BROOK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 112,833,152 -7%
of that, discretionary 112,833,152 -7%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 4,513,326 -3%
% High Net Worth 64.00% -18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

649M 556M 463M 371M 278M 185M 93M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary