Adviser Profile

As of Date 05/11/2026
Registration SEC, Approved, 09/03/1999
ADV Location MILL VALLEY, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 1,039,042,028 30%
of that, discretionary 1,039,042,028 30%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 3,981,004 25%
% High Net Worth 81.90% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 891M 742M 594M 445M 297M 148M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K107 Stock NameAlphabet Inc Cl C $ Position$117,622,850 % Position13.00% $ Change21.00% # Change-2.00%
Stck Ticker02079K305 Stock NameAlphabet Inc Cl A $ Position$114,564,960 % Position12.00% $ Change23.00% # Change-1.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$60,694,996 % Position7.00% $ Change13.00% # Change-1.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$66,054,009 % Position7.00% $ Change-1.00% # Change-1.00%
Stck Ticker22160K105 Stock NameCostco Wholesale Corp $ Position$43,718,255 % Position5.00% $ Change-9.00% # Change-3.00%
Stck Ticker92826C839 Stock NameVisa Inc Cl A $ Position$46,131,881 % Position5.00% $ Change8.00% # Change-5.00%
Stck Ticker512807306 Stock NameLam Research Corp $ Position$39,974,693 % Position4.00% $ Change87.00% # Change-8.00%
Stck Ticker00287Y109 Stock NameAbbvie Inc $ Position$27,492,677 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker084670702 Stock NameBerkshire Hathaway Inc Cl B $ Position$27,934,772 % Position3.00% $ Change1.00% # Change-3.00%
Stck Ticker68389X105 Stock NameOracle Corp $ Position$25,983,755 % Position3.00% $ Change-9.00% # Change-9.00%

Brochure Summary