9AT: WEBER ASSET MANAGEMENT, INC.

WEBER ASSET MANAGEMENT, INC.

WEBER ASSET MANAGEMENT, INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 01/12/1993
ADV Location	LAKE SUCCESS, NY, United States
Contact Info	516 xxxxxxx
Websites

AUM^*	651,500,529 38%
of that, discretionary	651,500,529 38%
Number of Employees	8 33%
of those in investment advisory functions	7 17%
Private Fund GAV^*	0
Avg Account Size	883,990 36%
% High Net Worth	41.73% 2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

652M 558M 465M 372M 279M 186M 93M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

- Part A: Describe your advisory firm, including how long you have been in business. Identify the principal owners(s). Weber Asset Management, Inc. (WAM) is a registered investment advisor firm which specializes in investing client assets in Fidelity mutual funds. WAM has been in business since 1992. Ken Weber is the president of the firm. He and his family are owners of WAM. - Part B: Describe the types of advisory services you offer. If you hold yourself out as specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. If you provide investment advice only with respect to limited types of investments, explain the type of investment advice you officer, and disclose that your advice is limited to those types of investments. Weber Asset Management is a registered investment advisor and an investment management firm. WAM invests for individual and corporate clients in custom crafted portfolios which have been formulated by WAM. In addition to overseeing client portfolios on a daily basis, WAM is obligated to follow the fiduciary standard and act in the client's best interest. WAM is given limited trading authorization by the client and has the discretionary authority to trade on behalf of its clients. WAM would also be the first line of communication should clients need any special servicing for their accounts. The portfolios consist of Fidelity no-load mutual funds. In certain circumstances, other non- Fidelity mutual funds or exchange traded funds (ETF’s) may be used. This can occur if the particular account type does not have the recommended fund on its platform (such as with particular retirement plans) or if it is deemed by WAM that another fund would be appropriate in attempting to achieve the portfolio’s targeted risk objective. WAM also offers financial planning services. The financial planning services are implemented via client request and/or utilized by WAM in order to assist the client

in reaching his or her financial goals. This service is only available to current clients at no additional cost. - Part C: Explain whether (and if so, how) you tailor your advisory services to the individual needs of clients. Explain whether clients may impose restrictions on investing in certain securities or types of securities. WAM tailors its services to the needs of its clients. This is accomplished by managing an array of different types of custom crafted portfolios which range from aggressive to conservative. The variety of portfolios provides WAM with the ability to carefully recommend a portfolio which is more aligned to the client’s risk tolerance level and investment objectives. Although it is not of normal business practice, should a client wish to refrain from investing in a particular mutual fund or security, WAM would accommodate the client's request to the best of its ability. This is achieved by investing in an equivalent mutual fund or security which WAM deems appropriate while still attempting to match the portfolio’s targeted risk level and investment objective. Page 1 SEC File #: 801-42886. CRD#: 106267 - Part D: If you participate in wrap fee programs by providing portfolio management services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. WAM does not utilize wrap fee programs. - Part E: If you manage client assets, disclose the amount of client assets you manage on a discretionary basis and the amount of client assets you manage on a non-discretionary basis. Disclose the date "as of" which you calculated the amounts. All accounts are managed on a discretionary basis. As of December 31, 2022, the total assets under management were $421,574,039. There are no accounts which are managed on a non- discretionary basis.