Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 05/29/2015
Other registrations (15)
ADV Location BUFFALO GROVE, IL, United States
Contact Info 847 xxxxxxx
Websites
AUM* 416,008,260 94%
of that, discretionary 414,065,720 93%
Number of Employees 33 43%
of those in investment advisory functions 13 -19%
Private Fund GAV* 0
Avg Account Size 153,339 9%
% High Net Worth 9.95% -75%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

414M 355M 296M 237M 177M 118M 59M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees