Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 04/18/2019
Other registrations (3)
ADV Location WASHINGTON, DC, United States
Contact Info 202 xxxxxxx
Websites
AUM* 251,227,810 11%
of that, discretionary 251,227,810 11%
Number of Employees 8 14%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 200,822 5%
% High Net Worth 8.73% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

251M 215M 179M 144M 108M 72M 36M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG0273J101 Stock NameAMERICAN EXCEPTIONALISM ACQU $ Position$11,103,034 % Position9.00% $ Change25.00% # Change14.00%
Stck Ticker46137V282 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$7,842,240 % Position6.00% $ Change15.00% # Change-19.00%
Stck Ticker26951R104 Stock NameEAGLE FINL SVCS INC $ Position$5,622,934 % Position4.00% $ Change17.00% # Change-1.00%
Stck TickerG1828E100 Stock NameCANTOR EQUITY PARTNERS IV IN $ Position$5,345,313 % Position4.00% $ Change13.00% # Change10.00%
Stck Ticker46137Y609 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$4,899,351 % Position4.00% $ Change-7.00% # Change-2.00%
Stck Ticker83607A100 Stock NameSOUND FINL BANCORP INC $ Position$4,882,489 % Position4.00% $ Change3.00% # Change4.00%
Stck TickerB38564108 Stock NameCMB.TECH NV $ Position$4,698,270 % Position4.00% $ Change-4.00% # Change-14.00%
Stck Ticker89400J107 Stock NameTRANSUNION $ Position$4,223,884 % Position3.00% $ Change5.00% # Change1.00%
Stck Ticker46137V324 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$4,144,666 % Position3.00% $ Change0.00% # Change-10.00%
Stck Ticker19046P209 Stock NameCOASTAL FINL CORP WA $ Position$3,924,641 % Position3.00% $ Change3.00% # Change2.00%

Brochure Summary