Adviser Profile

As of Date 01/06/2026
Registration SEC, Approved, 01/03/2017
Other registrations (7)
ADV Location FISHKILL, NY, United States
Contact Info 845 xxxxxxx
Websites
AUM* 251,868,217 42%
of that, discretionary 251,868,217 42%
Number of Employees 6
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 292,870 35%
% High Net Worth 20.83% 84%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

252M 216M 180M 144M 108M 72M 36M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees