Adviser Profile

As of Date 12/24/2023
Registration status Terminated
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 233,404,440 -4%
of that, discretionary 232,774,267 -4%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,556,030 -2%
% High Net Worth 78.05% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

242M 207M 173M 138M 104M 69M 35M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary