Adviser Profile

As of Date 09/07/2025
Registration status Terminated
ADV Location SAN JOSE, CA, United States
Contact Info 408 xxxxxxx
Websites
AUM* 178,793,537 18%
of that, discretionary 178,793,537 18%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 374,829 -7%
% High Net Worth 82.56% 0%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

179M 153M 128M 102M 77M 51M 26M
2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees