9AT: LEGACY CAPITAL GROUP CALIFORNIA, INC.

LEGACY CAPITAL GROUP CALIFORNIA, INC.

LEGACY CAPITAL GROUP CALIFORNIA, INC.

Adviser Profile

As of Date	04/22/2026
Registration	SEC, Approved, 09/10/2008
Other registrations (1)	California, Terminated, 09/18/2008
ADV Location	LOS GATOS, CA, United States
Contact Info	408 xxxxxxx
Websites

AUM^*	535,737,470 21%
of that, discretionary	535,737,470 21%
Number of Employees	17 -6%
of those in investment advisory functions	3 -25%
Private Fund GAV^*	0
Avg Account Size	303,878 15%
% High Net Worth	67.10% 15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

608M 521M 435M 348M 261M 174M 87M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Legacy Capital Group California started as an early shared vision between Richard Baer and Brent Bunger and the two officially formed Legacy Capital Group California in 1992. Richard Baer and Brent Bunger are the principal owners of Legacy Capital Group California, Inc., each owning 47.5% of the privately held company. They created a company based on the guiding principle that the wealth of a client belongs to that client; it is their money and their choice what they do with it. Legacy Capital Group California’s job is to assist them in making the right decisions for their dreams, their life, and their legacy. Legacy Capital Group California does:
• furnish investment advice through consultations
• on more than an occasional basis, furnish advice to clients on matters not involving securities
• furnish advice about securities, money managers and managed accounts. Legacy Capital Group California does not:
• manage investment advisory accounts not involving investment supervisory services
• issue periodicals about securities by subscription
• issue special reports about securities not included in any service described above
• provide a timing service
• participate in any defined wrap-fee programs Legacy Capital Group California

does not take custody of any client asset. Based on the custodian account application (for example Fidelity), discretionary authority is granted to the adviser. That discretionary authority is also granted, via the custodian’s application, to the Money Manager(s) selected to manage the client’s assets. Legacy Capital Group California will recommend to the client the Money Manager(s) to use along with other investment opportunities, as well as the percentage to allocate to each recommendation. Legacy Capital Group California does not offer or sponsor a wrap fee program. When Legacy Capital Group California provides investment advice to you regarding your retirement plan account or individual retirement account, Legacy Capital Group California is a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. Legacy Capital Group California operating as a fiduciary that requires Legacy Capital Group California to act in your best interest and not put our interest ahead of our clients. The total assets Legacy Capital Group California is providing assistance, advice, and recommendations for on a discretionary basis as of March 31, 2024 is $444,003,481.