Adviser Profile

As of Date 03/09/2026
Registration SEC, Approved, 05/15/2015
Other registrations (1)
ADV Location EL SEGUNDO, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 366,363,877 22%
of that, discretionary 366,363,877 22%
Number of Employees 4 -20%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 772,920 10%
% High Net Worth 48.15% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

366M 314M 262M 209M 157M 105M 52M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$21,338,683 % Position7.00% $ Change44.00% # Change44.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$16,610,725 % Position5.00% $ Change16.00% # Change1.00%
Stck Ticker81369Y704 Stock NameSELECT SECTOR SPDR TR $ Position$11,469,626 % Position4.00% $ Change9.00% # Change-4.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$9,006,833 % Position3.00% $ Change39.00% # Change-3.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$10,618,133 % Position3.00% $ Change49.00% # Change49.00%
Stck Ticker922908512 Stock NameVANGUARD INDEX FDS $ Position$8,630,575 % Position3.00% $ Change1.00% # Change-6.00%
Stck Ticker464287523 Stock NameISHARES TR $ Position$8,346,540 % Position3.00% $ Change70.00% # Change-13.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$8,758,171 % Position3.00% $ Change11.00% # Change0.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$8,558,461 % Position3.00% $ Change13.00% # Change4.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$9,979,908 % Position3.00% $ Change13.00% # Change13.00%

Brochure Summary