Adviser Profile

As of Date 02/06/2026
Registration SEC, Approved, 09/18/2020
ADV Location SHELTON, CT, United States
Contact Info (47 xxxxxxx
Websites
AUM* 241,326,000 21%
of that, discretionary 241,326,000 21%
Number of Employees 6 20%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 900,470 8%
% High Net Worth 29.51% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

241M 207M 172M 138M 103M 69M 34M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$26,226,197 % Position13.00% $ Change2.00% # Change1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$10,724,104 % Position6.00% $ Change848.00% # Change627.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$12,466,527 % Position6.00% $ Change5.00% # Change-6.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$9,069,974 % Position5.00% $ Change-23.00% # Change-16.00%
Stck Ticker81369Y209 Stock NameSELECT SECTOR SPDR TR $ Position$9,405,365 % Position5.00% $ Change6.00% # Change-2.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$9,059,292 % Position5.00% $ Change40.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,021,666 % Position5.00% $ Change9.00% # Change-4.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$8,081,325 % Position4.00% $ Change-33.00% # Change-36.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$8,738,931 % Position4.00% $ Change7.00% # Change-7.00%
Stck Ticker437076102 Stock NameHOME DEPOT INC $ Position$7,375,597 % Position4.00% $ Change3.00% # Change-4.00%

Brochure Summary