Adviser Profile

AUM* 3,328,007,890 68%
of that, discretionary 3,328,007,890 68%
Number of Employees 18 6%
of those in investment advisory functions 13
Private Fund GAV* 19,147,274 12%
Avg Account Size 49,671,760 63%
SMA’s Yes
Private Funds 1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 951M 475M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & COMPANY Filing Date10/27/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date07/26/2024 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date01/26/2024 Form ADV-E View Report

Private Funds Structure

Count GAV
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Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser TIAA KASPICK, LLC Hedge Fund- Liquidity Fund- Private Equity Fund285.0m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV285.0m AUM8.7b #Funds2
Adviser BRICKTOWN CAPITAL, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM11.7b #Funds-
Adviser OASIS INVESTMENT STRATEGIES LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM5.7b #Funds-
Adviser LOCUS INVESTMENT GROUP, LTD. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund29.2m Total Private Fund GAV29.2m AUM483.7m #Funds1
Adviser MARQUETTE ASSOCIATES, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM315.7m #Funds-
Adviser DUPONT CAPITAL MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund130.1m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV130.1m AUM10.1b #Funds5
Adviser LENDINGROBOT Hedge Fund1.3m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV1.3m AUM12.2m #Funds2
Adviser REDBLACK ADVISERS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM823.6m #Funds-
Adviser SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.3b #Funds-
Adviser BIMINI ADVISORS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM11.7b #Funds-

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92206C730 Stock NameVANGUARD SCOTTSDALE FDS $ Position$175,336,826 % Position17.00% $ Change2.00% # Change0.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$158,253,171 % Position15.00% $ Change2.00% # Change0.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$58,175,447 % Position6.00% $ Change-7.00% # Change0.00%
Stck Ticker46434G822 Stock NameISHARES INC $ Position$37,640,735 % Position4.00% $ Change4.00% # Change0.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$26,854,003 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$27,313,773 % Position3.00% $ Change11.00% # Change17.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$28,732,642 % Position3.00% $ Change-1.00% # Change0.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$19,693,860 % Position2.00% $ Change2.00% # Change0.00%
Stck Ticker92206C664 Stock NameVANGUARD SCOTTSDALE FDS $ Position$23,194,957 % Position2.00% $ Change-7.00% # Change0.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$23,978,306 % Position2.00% $ Change # Change

Brochure Summary