Adviser Profile

AUM* 3,328,007,890 68%
of that, discretionary 3,328,007,890 68%
Number of Employees 18 6%
of those in investment advisory functions 13
Private Fund GAV* 19,147,274 12%
Avg Account Size 49,671,760 63%
SMA’s Yes
Private Funds 1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 951M 475M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & COMPANY Filing Date10/27/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date07/26/2024 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date01/26/2024 Form ADV-E View Report

Private Funds Structure

Count GAV
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Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser TIAA KASPICK, LLC Hedge Fund- Liquidity Fund- Private Equity Fund285.0m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV285.0m AUM8.7b #Funds2
Adviser BRICKTOWN CAPITAL, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM11.7b #Funds-
Adviser OASIS INVESTMENT STRATEGIES LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM5.7b #Funds-
Adviser LOCUS INVESTMENT GROUP, LTD. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund29.2m Total Private Fund GAV29.2m AUM483.7m #Funds1
Adviser MARQUETTE ASSOCIATES, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM315.7m #Funds-
Adviser DUPONT CAPITAL MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund130.1m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV130.1m AUM10.1b #Funds5
Adviser LENDINGROBOT Hedge Fund1.3m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV1.3m AUM12.2m #Funds2
Adviser REDBLACK ADVISERS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM823.6m #Funds-
Adviser SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.3b #Funds-
Adviser BIMINI ADVISORS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM11.7b #Funds-

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92206C730 Stock NameVANGUARD SCOTTSDALE FDS $ Position$171,867,571 % Position16.00% $ Change13.00% # Change-2.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$155,576,751 % Position15.00% $ Change10.00% # Change-4.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$62,269,803 % Position6.00% $ Change14.00% # Change-1.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$47,710,186 % Position5.00% $ Change19.00% # Change1.00%
Stck Ticker46434G822 Stock NameISHARES INC $ Position$36,022,485 % Position3.00% $ Change9.00% # Change-2.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$26,851,418 % Position3.00% $ Change7.00% # Change1.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$28,973,214 % Position3.00% $ Change10.00% # Change-2.00%
Stck Ticker464287390 Stock NameISHARES TR $ Position$16,014,713 % Position2.00% $ Change-5.00% # Change0.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$19,319,677 % Position2.00% $ Change15.00% # Change0.00%
Stck Ticker78464A474 Stock NameSPDR SERIES TRUST $ Position$21,660,828 % Position2.00% $ Change-7.00% # Change-6.00%

Brochure Summary