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Adviser Profile

As of Date 08/16/2024
Adviser Type - Large advisory firm
Number of Employees 115 4.55%
of those in investment advisory functions 16 -5.88%
Registration SEC, Approved, 10/23/1986
AUM* 8,094,997,934 11.46%
of that, discretionary 8,092,640,256 11.47%
Private Fund GAV* 0
Avg Account Size 1,318,404 13.00%
SMA’s Yes
Private Funds 0
Contact Info 650 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

Discretionary
Non-discretionary
12B 10B 8B 7B 5B 3B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR TR UNIT $ Position$5,116 % Position21.16% $ Change-0.02% # Change-0.28%
Stck Ticker464287622 Stock NameISHARES TR RUS 1000 ETF $ Position$3,669 % Position15.17% $ Change-2.08% # Change-1.94%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF $ Position$3,445 % Position14.25% $ Change-1.99% # Change0.00%
Stck Ticker025816109 Stock NameAMERICAN EXPRESS CO COM $ Position$2,733 % Position11.30% $ Change0.29% # Change-1.06%
Stck Ticker464287465 Stock NameISHARES TR MSCI EAFE ETF $ Position$1,491 % Position6.17% $ Change-1.13% # Change0.00%
Stck Ticker464287655 Stock NameISHARES TR RUSSELL 2000 ETF $ Position$1,291 % Position5.34% $ Change-4.65% # Change0.00%
Stck Ticker25434V500 Stock NameDIMENSIONAL ETF TRUST US SMALL CAP ETF $ Position$1,215 % Position5.02% $ Change-1.54% # Change0.00%
Stck Ticker03076C106 Stock NameAMERIPRISE FINL INC COM $ Position$1,023 % Position4.23% $ Change4.82% # Change-1.15%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS VALUE ETF $ Position$1,006 % Position4.16% $ Change-3.82% # Change-2.36%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST US TARGETED VLU $ Position$925 % Position3.83% $ Change-0.86% # Change0.00%

Brochure Summary