NUVEEN FUND ADVISORS, LLC other names

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Adviser Profile

As of Date:

03/28/2024

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company


Number of Employees:

146

of those in investment advisory functions:

28 12.00%


Registration:

SEC, Approved, 11/2/1978

AUM:

150,368,021,677 1.84%

of that, discretionary:

150,368,021,677 1.84%

Private Fund GAV:

0

Avg Account Size:

826,197,921 1.84%


SMA’s:

NO

Private Funds:

0

Contact Info

312 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
194B 166B 138B 111B 83B 55B 28B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Magnite, Inc. (NASDAQ:MGNI) Shares Purchased by Nuveen Asset Management LLC
02/26/2023

The fund owned 17128277 shares of the company's stock after purchasing an add. ... Want to see what other hedge funds are holding MGNI?

marketbeat.com

Nuveen Asset Management, LLC Buys 2, Sells 3 in 4th Quarter
02/17/2023

Related Stocks: ALNY, NEE, GOOG, MRK, PLD,

gurufocus.com

Nuveen Asset Management, LLC Buys 1, Sells 4 in 3rd Quarter
11/15/2022

Related Stocks: ALNY, GOOGL, META, MTCH, MSFT,

gurufocus.com

MMC Corp. Bhd
04/01/2021

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only; comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International ...

Barrons

Bank of Ireland Group PLC
04/01/2021

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only; comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International ...

Barrons

Insider Transactions
03/30/2021

S&P 500 pulls back from record high, Nasdaq drops 1.3% as Treasury yields jump

Yahoo Finance

Private Funds

No private funds

Employees




Brochure Summary

Overview

Nuveen Fund Advisors, LLC (“NFAL”) provides fund management services primarily to investment companies registered under the Investment Company Act of 1940, as amended (the “1940 Act”) (including open-end funds, closed-end funds and exchange-traded funds (“ETFs”)). NFAL also provides management services to a series of products offered through one or more bank collective investment trusts, and an investment company with variable capital incorporated with limited liability in Ireland and established as an umbrella fund with segregated liability between funds, pursuant to the European Communities (Undertaking for Collective Investment in Transferable Securities (“UCITS”)) Regulations, 2011, as amended. 1940 Act-registered funds, bank collective investment trusts and UCITS funds are each referred to herein as a “Fund,” and collectively, “Funds.” NFAL is a subsidiary of Nuveen, LLC (“Nuveen”). Nuveen is a subsidiary, and represents the investment management division, of Teachers Insurance and Annuity Association of America (also known as “TIAA”), a leading financial services provider. TIAA is the ultimate principal owner of NFAL. See Item 10. Types of Advisory Services NFAL currently provides management services to Funds, as defined herein. NFAL may also provide management services to other investment vehicles or client types in the future. NFAL typically will engage affiliated and/or unaffiliated subadvisers (“Subadvisers”) who provide discretionary portfolio management services with respect to Fund assets allocated to each Subadviser. The allocation of responsibilities between NFAL and the Subadvisers may vary by Fund. For detailed information about a particular Subadviser, please refer to the relevant Subadviser’s Form ADV. Any description of a Subadviser’s services or practices contained herein is qualified in its entirety by the Subadviser’s Form ADV. Certain actions ascribed herein to NFAL may be effectuated by a Subadviser. See also Item 8. NFAL’s services for the Funds generally include product development and management, investment oversight and risk management, and fund administration. NFAL’s specific services vary by Fund. In providing Fund management services to the Funds, NFAL is involved in new product development and ongoing coordination of Fund management activities. For most Funds, NFAL conducts ongoing monitoring of the Fund and the relevant Subadviser’s services, including evaluation and analysis of performance and portfolio characteristics, and provides regular reporting to NFAL’s clients, typically the relevant Fund’s governing body (e.g., board of directors/trustees). For certain multi-asset class or multi-manager Funds, NFAL sets asset
allocation targets and ranges, and re-allocates assets among asset classes and/or Subadvisers as a result of market movements, asset flows, the need to raise cash for share dividends and distributions, and other factors. For Funds with leverage, NFAL sets various parameters with respect to a Fund’s structural or effective leverage, which may include target levels, ranges and/or upper boundaries; provides ongoing leverage monitoring and oversight; and in certain cases, assists with or directs implementation. NFAL provides ongoing risk management services for Funds, with an emphasis on the identification and quantification of risk factors, the impact of the use of derivatives, counterparty exposures and liquidity. NFAL helps oversee the valuation of portfolio securities, and makes or assists in fair valuation determinations for certain Fund portfolio securities for which a fair market value is not readily available or reliable. NFAL may oversee a Fund’s utilization of residual cash management programs and vehicles, and securities lending programs, if applicable, which are typically associated with the relevant Fund custodian. NFAL also generally provides certain administrative services to the Funds, which may include preparing or assisting in the preparation of shareholder reports or other financial information; preparing or verifying Fund characteristics for internal or external purposes; and providing oversight and coordination among Fund service providers (e.g., custodians, transfer agents, administrators and auditors). For its services to a Fund, NFAL generally receives advisory fees from the Fund (or in the case of bank collective investment trusts, from the Fund’s trustee). Fund investors should carefully review the Funds’ prospectuses or other offering documents for more detailed information regarding services NFAL provides to a Fund. Certain of the foregoing activities are provided in consultation with and/or under the oversight or direction of the relevant Fund’s governing body (e.g., board of directors). See also Item 13. For the avoidance of doubt, nothing shall prohibit or impede a client from voluntarily or otherwise communicating directly with or providing information to any governmental or regulatory authority about their accounts, any underlying facts or circumstances, or disputes or concerns. Investment Restrictions NFAL provides Fund management services based upon the investment objectives, goals and restrictions set forth in a Fund’s prospectus or other offering materials, and the governance and operational needs of the Fund. Assets Under Management As of December 31, 2023, NFAL’s discretionary assets under management (AUM) were approximately $150.3 billion.