| AUM* | 982,189,207,668 18% |
| of that, discretionary | 911,635,846,731 15% |
| Number of Employees | 1,374 4% |
| of those in investment advisory functions | 744 -7% |
| Private Fund GAV* | 23,568,422,728 -27% |
| Avg Account Size | 13,697,066 14% |
| High Net Worth | 21.08% 14% |
| SMA’s | Yes |
| Private Funds | 113 44 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date03/16/2026 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLC | Filing Date11/21/2025 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLC | Filing Date12/19/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICE WATERHOUSECOOPERS LLP | Filing Date08/15/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLC | Filing Date12/15/2023 | Form ADV-E View Report |
| Accounting Firm Name PWC | Filing Date07/27/2023 | Form ADV-E View Report |
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