Oasis Investment Strategies LLC ("Oasis") was registered an investment advisor on May 7, 2010. Oasis is registered as an Investment Adviser with the U.S. Securities and Exchange Commission. Oasis is also registered as a commodity pool operator (“CPO)” with the Commodity Futures Trading Commission (“CFTC”). It should be noted that such registrations should not be taken to imply a certain level of skill or training. The oral and written communications of an adviser provide you with information with which you may use to determine to hire or retain that Adviser. Oasis offers various investment advisory services to clients. In addition to institutional and high net worth individual clients, Oasis provides investment supervisory services on a discretionary basis to Employee Retirement Income Security Act (ERISA) of 1974 pension and profit sharing plans. Oasis is a Qualified Professional Asset Manager ("QPAM"). Clients may negotiate other services as needed. Oasis specializes in active, short-term fixed income management and advisory services for institutional clients, hedge funds, commodity pools, and securities lending activities with customer portfolios. Oasis is structured in two separate distinct advisory divisions. Each division is focused in the area that they have in depth experience, personnel, and resources to assist clients in meeting their objectives. The first division, Oasis Cash Management ("CM") is focused on separately managed accounts that provide services with a strong emphasis on short-term cash management; including fixed income investment advisory and treasury services primarily structured for futures commission merchants ("FCM"), commodity pools operators ("CPO"), registered investment companies, private funds, high net-worth individuals, and other institutional alternative asset entities with the need for short term duration portfolios. These services are structured to assist clients with managing their short duration portfolios and liquidity demands while seeking to provide a reduction in the haircut charges normally applied to institutions with a less detailed program. The second division Oasis Fund Management ("FM") was established for the purpose of the creation, supervision, and management of private funds with an emphasis on selecting investments and/or funds to achieve the specific fund's objectives.

The division may act alone as the primary advisor or in conjunction with sub-advisors to manage the fund's investment objectives. When a sub-advisor is selected the division will monitor the sub- advisor(s) trading activity for compliance, leverage, and other restrictions stipulated in the funds' offering documents/prospectus. FM also operates commodity pools that pursue investment strategies consisting exclusively of futures and forward contracts. Such commodity pools are regulated by the CFTC and the National Futures Association (“NFA”), in which OASIS is a member in good standing. The client-directed services offered by both Oasis divisions include custody and non-custody related activities which may encompass the processing of wires, futures and securities trades. As it relates to FM, investors should carefully consider the investment objectives, risks, charges and expenses of the funds, and should carefully read the prospectus before investing or sending money. Oasis does not take action with respect to any securities or other investments that become the subject of any legal proceeding, including bankruptcies. Oasis is a member of the R.J. O’Brien (“RJO”) family of entities. Oasis is principally owned by JVMC Holdings Corp., which in tum is 100 % owned by RJO Investor Corp., which is in tum is owned 100% by RTS Investor Corp. the ultimate parent of the RJO family of entities. Currently Oasis CM's Division has not imposed restrictions to advisory clients' accounts based on broker selection, custodian, or other client specific matters; however, this is subject to change at any time if the restriction would create an environment where Oasis could not adequately carry out its services. As it relates to Oasis FM, restrictions or limitations are specified in offering documents/prospectus of the applicable investment fund. When custodial services are required, Oasis recommends the use of Wells Fargo Bank custodial services. The recommendation comes from our review with a primary emphasis placed upon financial strength, customer service and technological capabilities. However, Oasis will entertain any client's custodian relationship absent a legal or regulatory objection, or the ability to perform its services. As of December 31, 2022, Oasis had discretionary assets under management of 7,392,218,395.