DUPONT CAPITAL MANAGEMENT

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Adviser Profile
As of Date 03/13/2024
Adviser Type - Large advisory firm
Number of Employees 37 -49.32%
of those in investment advisory functions 16 -44.83%
Registration SEC, Approved, 10/14/1993
AUM* 13,875,523,000 -30.44%
of that, discretionary 13,842,974,000 -30.49%
Private Fund GAV* 914,842,064 -11.44%
Avg Account Size 1,734,440,375 13.03%
SMA’s Yes
Private Funds 5
Contact Info 302 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
32B 27B 23B 18B 14B 9B 5B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count4 GAV$196,093,098
Fund TypeOther Private Fund Count1 GAV$718,748,966

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Top Holdings

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Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$38,227,835 % Position3.00% $ Change-10.00% # Change-7.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INC A $ Position$22,594,807 % Position2.00% $ Change-1.00% # Change-12.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC CLASS A $ Position$27,541,806 % Position2.00% $ Change2.00% # Change-10.00%
Stck Ticker464287234 Stock NameISHARES MSCI EMERGING MARKETS $ Position$24,024,082 % Position2.00% $ Change-10.00% # Change-17.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE CO $ Position$23,491,913 % Position2.00% $ Change4.00% # Change0.00%

Brochure Summary

Overview

History and Ownership DuPont Capital has a long history of institutional asset management. The Firm’s history dates back to the 1942 establishment of a retirement pension trust for employees of EIDP, INC (“DuPont”), the intermediary parent company for DuPont Capital. In 1975, DuPont created a separate pension management division, which was the precursor to DuPont Capital. In August 1993, DuPont Capital was established and became an SEC-registered investment adviser. Registration does not imply a certain level of skill or training. As of June 1, 2019, DuPont and DuPont Capital’s ultimate parent company became Corteva, Inc. (“Corteva”), a publicly traded company (“CTVA”). Previously, DuPont Capital was 100% owned by DuPont through DuPont’s 100% ownership of Pioneer Hi-Bred International, Inc.
Types of Advisory Services Offered DuPont Capital is not currently offering investment management services to new external clients. Tailoring Services to the Individual Needs of Clients DuPont Capital makes investments for clients in accordance with mutually agreed upon written investment guidelines and provides continuous supervision of client portfolios. Investment services can be tailored to each client’s needs and objectives, and clients often impose restrictions on investing in certain securities or types of securities. DuPont Capital has established procedures and controls to help ensure compliance with each client’s investment guidelines and any client-imposed restrictions. These procedures and controls include daily portfolio compliance monitoring
supplemented by guideline monitoring software and other processes designed to ensure that portfolio managers are complying with each client’s investment guidelines. DuPont Capital tailors its separate account products to the individual needs of each client by:
• Allowing its clients to provide specific investment guidelines that DuPont Capital must follow in managing a client’s account. See Item 16 for more information on client-specific investment guidelines. As discussed in Item 16, clients often impose restrictions on investing in certain securities or types or categories of securities.
• Allowing its clients to select a custom benchmark.
• Providing its clients with access to portfolio managers by phone and/or client visits.
• Implementing its clients’ custom proxy voting policies upon request.
• Providing hedging of currency exposures, if desired.
• Supporting directed trading preferences of its clients, contingent upon DuPont Capital’s ability to achieve best execution.
• Providing supplemental client reporting as set forth in client investment management agreements. DuPont Capital does not tailor its investment advice to the investors in its commingled funds. Wrap Fee Programs DuPont Capital does not sponsor any “wrap fee” accounts. Discretionary and Non-Discretionary Assets Under Management As of December 31, 2023, DuPont Capital’s assets under management (“AUM”) were: Discretionary $ 13,842,974,000 Non-Discretionary 32,549,000 Total $ 13,875,523,000