Adviser Profile

As of Date 03/29/2026
Registration SEC, Approved, 04/14/2014
Other registrations (3)
ADV Location INDEPENDENCE, OH, United States
Contact Info (21 xxxxxxx
Websites
AUM* 1,644,729,979 52%
of that, discretionary 1,636,365,021 51%
Number of Employees 24 4%
of those in investment advisory functions 20 -9%
Private Fund GAV* 0
Avg Account Size 447,667 28%
% High Net Worth 27.76% -54%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 935M 701M 468M 234M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker56170L612 Stock NameSWP GROWTH & INCOME ETF $ Position$141,685,458 % Position9.00% $ Change11.00% # Change6.00%
Stck Ticker464288588 Stock NameISHARES MBS ETF $ Position$48,937,736 % Position3.00% $ Change6.00% # Change7.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$43,995,432 % Position3.00% $ Change17.00% # Change-6.00%
Stck Ticker78464A474 Stock NameSTATE STREET SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF $ Position$40,803,885 % Position3.00% $ Change7.00% # Change7.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP COM $ Position$45,560,014 % Position3.00% $ Change8.00% # Change8.00%
Stck Ticker464287465 Stock NameISHARES MSCI EAFE ETF $ Position$41,470,304 % Position3.00% $ Change8.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$44,701,786 % Position3.00% $ Change18.00% # Change4.00%
Stck Ticker11135F101 Stock NameBROADCOM INC COM $ Position$34,680,981 % Position2.00% $ Change28.00% # Change5.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC CL A $ Position$25,574,923 % Position2.00% $ Change42.00% # Change45.00%
Stck Ticker464288661 Stock NameISHARES 3-7 YEAR TREASURY BOND ETF $ Position$30,505,993 % Position2.00% $ Change6.00% # Change7.00%

Brochure Summary