Weingarten was founded in 2003. Weingarten is owned by Ken and Trina Weingarten. Weingarten is managed by its principal, Ken Weingarten. Initial Fixed Fee Financial Planning: Weingarten provides its clients with financial planning and consultation services (e.g., review of goals and objectives, analysis and recommendations for cash flow planning, asset allocation/investment planning, income tax planning, insurance planning, estate planning, retirement planning, education planning, real estate/mortgage planning, etc.). Weingarten’s fixed fee financial planning and consultation services include three meetings in addition to the introductory meetings, and thirty days of telephone and e-mail support for questions relating to recommendations after presentation of the Financial Plan. Prior to engaging Weingarten to provide this service, the client will generally be required to enter into Weingarten’s Financial Planning Engagement Client Service Agreement setting forth the terms and conditions of the engagement and describing the scope of the services to be provided. Wealth Management Advisory Services: Clients may engage Weingarten to provide an ongoing investment management services for a fixed annual fee payable in advance that consists of ongoing financial planning, discretionary investment management/consulting, and tax planning. Wealth Management Services primarily invest client account in ETFs and Mutual Funds based upon our client’s investment objectives and goals. 1) Wealth Management Services There are three coordinated services that comprise our Wealth Management Services:
• Holistic Financial Planning
• Investment Management Services
• Tax Planning and Preparation The best way to get a sense of what services we have provided our clients in the past is to review the document titled “What A Great Financial Advisor Can Do For You” on our website. Our Wealth Management Services are most appropriate for clients who have already accumulated at least

$1M+ of investable assets. 2) Wealth Accumulator Services The Wealth Accumulator Plan offers the same set of services as the Wealth Management services but is customized for clients who are in the ‘rapid’ accumulation phase of their long- term planning. This service is designed for younger clients, or those who have at least 5-10 years of high-earning potential before retirement. The Wealth Accumulator Plan is most appropriate for clients who have at least $500k in investable assets. Weingarten also offers its clients ongoing accountancy and tax preparation services through Trina Weingarten, a Certified Public Accountant. Project Based Consulting For clients who are truly at the beginning of their long-term financial journey we offer customized project-based planning services. Weingarten may provide clients with a two-hour financial consulting problem solving session specifically tailored to address a client-defined topic of discussion. Weingarten will provide general financial planning and investment advice relative to the client’s presented issue, which issue shall be provided in advance of the problem- solving session. Weingarten’s services are limited to the general advice communicated during the problem-solving session. These services are offered on a limited basis depending on our current workflow. Please contact us for discussion to determine if we may be a fit for each other. Termination and Refunds: As discussed above, prior to engaging Weingarten to provide services, the client will be required to enter into the applicable Client Service Agreement setting forth the terms and conditions of the engagement, describing the scope of the services to be provided, and the portion of the fee that is due from the client prior to the commencement of services. In the event the client terminates Weingarten’s services, the balance of any unearned fee, if any, shall be refunded to the client. Weingarten does not maintain any wrap programs. Weingarten currently provides investment management services to approximately $134 million in assets under management, primarily on a discretionary basis.