Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 04/18/2022
Other registrations (2)
ADV Location WESTLAKE VILLAGE, CA, United States
Contact Info 818 xxxxxxx
Websites
AUM* 150,837,636 16%
of that, discretionary 126,734,554 11%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 415,531 -16%
% High Net Worth 27.17% -30%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

131M 112M 93M 75M 56M 37M 19M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary