Adviser Profile

AUM* 13,446,388,872 28%
of that, discretionary 12,590,501,660 35%
Number of Employees 186 14%
of those in investment advisory functions 97 20%
Private Fund GAV* 0
Avg Account Size 884,631 34%
% High Net Worth 60.15% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

13B 11B 9B 7B 5B 4B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & COMPANY Filing Date01/23/2026 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY, LTD. Filing Date04/25/2025 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$1,309,525,642 % Position11.00% $ Change513.00% # Change3006.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$1,101,589,090 % Position10.00% $ Change386.00% # Change337.00%
Stck Ticker922042874 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$784,456,792 % Position7.00% $ Change9.00% # Change1.00%
Stck Ticker922042866 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$713,092,317 % Position6.00% $ Change23.00% # Change4.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$440,223,460 % Position4.00% $ Change-65.00% # Change-70.00%
Stck Ticker25434V302 Stock NameDIMENSIONAL ETF TRUST $ Position$501,558,511 % Position4.00% $ Change23.00% # Change3.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$351,546,950 % Position3.00% $ Change-67.00% # Change-71.00%
Stck Ticker78464A672 Stock NameSPDR SERIES TRUST $ Position$356,283,278 % Position3.00% $ Change5.00% # Change6.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$397,856,035 % Position3.00% $ Change16.00% # Change16.00%
Stck Ticker922908595 Stock NameVANGUARD INDEX FDS $ Position$237,144,140 % Position2.00% $ Change30.00% # Change7.00%

Brochure Summary