Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 01/08/2014
ADV Location DALLAS, TX, United States
Contact Info 972 xxxxxxx
Websites
AUM* 1,988,796,480 61%
of that, discretionary 1,988,796,480 61%
Number of Employees 38 6%
of those in investment advisory functions 38 6%
Private Fund GAV* 0
Avg Account Size 1,062,959 117%
% High Net Worth 12.57% -7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 852M 568M 284M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$15,573,218 % Position3.00% $ Change95.00% # Change70.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$10,944,628 % Position2.00% $ Change-2.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$13,009,109 % Position2.00% $ Change10.00% # Change-4.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$11,903,635 % Position2.00% $ Change21.00% # Change-5.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$13,186,626 % Position2.00% $ Change295.00% # Change245.00%
Stck Ticker78464A763 Stock NameSPDR SERIES TRUST $ Position$10,310,826 % Position2.00% $ Change-1.00% # Change-5.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$11,787,711 % Position2.00% $ Change5.00% # Change-9.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$11,908,316 % Position2.00% $ Change14.00% # Change-1.00%
Stck Ticker78464A805 Stock NameSPDR SERIES TRUST $ Position$12,014,415 % Position2.00% $ Change9.00% # Change-5.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$6,308,418 % Position1.00% $ Change-2.00% # Change-11.00%

Brochure Summary