Adviser Profile

As of Date 08/10/2026
Registration SEC, Approved, 10/08/2021
Other registrations (1)
ADV Location CRANSTON, RI, United States
Contact Info 401 xxxxxxx
Websites
AUM* 153,574,000 -9%
of that, discretionary 142,574,000 -12%
Number of Employees 3 50%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 248,502 -23%
% High Net Worth 23.15% 31%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other investment advisers
- Insurance companies

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

163M 139M 116M 93M 70M 46M 23M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary