Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 02/06/1989
ADV Location WEST HARTFORD, CT, United States
Contact Info 860 xxxxxxx
Websites
AUM* 699,604,643 -2%
of that, discretionary 697,651,541 -2%
Number of Employees 10
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 3,781,647 -1%
% High Net Worth 16.76% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

802M 687M 573M 458M 344M 229M 115M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$36,075,004 % Position8.00% $ Change9.00% # Change9.00%
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$23,097,773 % Position5.00% $ Change49.00% # Change768.00%
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$20,416,797 % Position5.00% $ Change86.00% # Change-12.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$18,707,945 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker46641Q845 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$19,390,803 % Position4.00% $ Change12.00% # Change-2.00%
Stck Ticker46641Q647 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$13,027,403 % Position3.00% $ Change-8.00% # Change-10.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$12,198,350 % Position3.00% $ Change8.00% # Change7.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$14,586,762 % Position3.00% $ Change16.00% # Change1.00%
Stck Ticker69344A834 Stock NamePGIM ETF TR $ Position$10,499,174 % Position2.00% $ Change6.00% # Change6.00%
Stck Ticker46654Q732 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$7,718,033 % Position2.00% $ Change35.00% # Change-4.00%

Brochure Summary