Firm Description Leslie Marie Giordano DBA LMG Advisory Services, has been registered as an investment advisor with the State of New York since 1995 and the Securities and Exchange Commission since 2020. Registration does not imply a certain level of skill or training. Ms. Giordano has an office in Mineola, New York. Types of Advisory Services Ms. Giordano provides investment supervisory services, meaning that she gives ongoing advice to clients or has discretionary authority to make investment decisions, and to create and manage portfolios, based on client goals and objectives. Ms. Giordano manages equity, fixed-income, and balanced accounts predominantly on a discretionary basis. Ms. Giordano also provides financial planning services. Typically, Ms. Giordano creates client portfolios with individual equity and fixed-income securities. Her portfolios may also include exchange-traded funds, no-load mutual funds, and closed-end mutual funds. Any mutual funds are selected on the basis of any or all of (1) the performance history of the mutual fund and its investment manager, (2) the industry sector in which the fund invests, (3) the investment objectives of the fund, (4) the management style and philosophy of the fund, and (5) the advisory fee structure of the fund. Ms. Giordano also utilizes the sub-advisory services of a third-party investment advisory firm or individual advisor to aid in the implementation of an investment portfolio designed by our firm. Before selecting a firm or individual, Ms. Giordano will ensure that the chosen party is properly licensed or registered. Ms. Giordano will provide initial due diligence on third party money managers and ongoing reviews of their management of client accounts. In order to assist in the selection of a third-party money manager, Ms. Giordano will gather client information pertaining to financial situation, investment objectives, and reasonable restrictions to be imposed upon the management of the account. Ms. Giordano will periodically review third party money manager reports provided to the client at least annually. Ms. Giordano will contact clients from time to time in order to review their financial situation and objectives; communicate

information to third party money managers as warranted; and, assist the client in understanding and evaluating the services provided by the third party money manager. Clients will be expected to notify Ms. Giordano firm of any changes in their financial situation, investment objectives, or account restrictions that could affect their financial standing. Ms. Giordano now offers the services of DPL Financial Partners, LLC (“DPL”). DPL’s insurance platform allows Ms. Giordano to offer commission free insurance products to clients. DPL offers RIAs and ERAs memberships to its platform for a fixed annual fee. Through its licensed insurance agents, who are also registered representatives of The Leaders Group, Inc. (“The Leaders Group”), an unaffiliated SEC- registered broker-dealer and FINRA member, offers members a variety of services relating to commission free insurance products. These services include, among others, providing members with analyses of their current methodology for evaluating client insurance needs, educating and acting as a resource to members regarding insurance products generally and specific insurance products owned by their clients or that their clients are considering purchasing, and providing members access to, and marketing support for, commission free products that insurers have agreed to offer to members’ clients through DPL’s platform. Ms. Giordano does not participate in any wrap-fee programs. Tailored Relationships Ms. Giordano tailors her investment advice to the particular needs and investment objectives of each client. Asset allocation, which means the respective amounts invested in various asset classes, is the most significant factor in this effort. Clients may place reasonable restrictions on particular securities or the types of investments that will be made on their behalf by communicating the restrictions to Ms. Giordano in writing. General investment advice will be given to Referrals to Third-Party Money Management clients. Assets Under Management As of December 31, 2023, Ms. Giordano managed approximately $55,298,890 of client assets on a discretionary basis and $0 of client assets on a non-discretionary basis. The total assets under management are approximately $55,298,890. Item 5