Adviser Profile

As of Date 05/09/2025
Registration status Terminated
ADV Location SYRACUSE, NY, United States
Contact Info 315 xxxxxxx
Websites
AUM* 633,117,176 15%
of that, discretionary 462,541,710 20%
Number of Employees 5 -17%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 363,234 18%
% High Net Worth 20.13% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

463M 396M 330M 264M 198M 132M 66M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary