Adviser Profile

As of Date 07/21/2026
Registration SEC, Approved, 04/27/2018
ADV Location PASADENA, CA, United States
Contact Info 626 xxxxxxx
Websites
AUM* 1,620,620,686 34%
of that, discretionary 951,263,030 45%
Number of Employees 19 46%
of those in investment advisory functions 8 33%
Private Fund GAV* 131,402,192 33%
Avg Account Size 763,004 1%
% High Net Worth 48.57% 9%
SMA’s Yes
Private Funds 6

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

951M 815M 679M 544M 408M 272M 136M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$89,917,572 % Position11.00% $ Change12.00% # Change0.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$89,184,551 % Position11.00% $ Change13.00% # Change475.00%
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$53,959,250 % Position7.00% $ Change12.00% # Change1.00%
Stck Ticker09789C788 Stock NameBONDBLOXX ETF TRUST $ Position$30,811,099 % Position4.00% $ Change # Change
Stck Ticker025072604 Stock NameAMERICAN CENTY ETF TR $ Position$21,427,717 % Position3.00% $ Change16.00% # Change-3.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$27,004,857 % Position3.00% $ Change11.00% # Change-1.00%
Stck Ticker31609A404 Stock NameFIDELITY COVINGTON TRUST $ Position$23,414,854 % Position3.00% $ Change13.00% # Change4.00%
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$24,973,061 % Position3.00% $ Change13.00% # Change1.00%
Stck Ticker09631P102 Stock NameBLUEROCK PVT REAL ESTATE FD $ Position$25,119,083 % Position3.00% $ Change-20.00% # Change3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$20,369,173 % Position3.00% $ Change14.00% # Change0.00%

Brochure Summary