Adviser Profile

AUM* 33,880,026,978 39%
of that, discretionary 25,942,901,349 40%
Number of Employees 280 26%
of those in investment advisory functions 104 22%
Private Fund GAV* 173,467,527
Avg Account Size 2,303,667 15%
% High Net Worth 45.13% 15%
SMA’s Yes
Private Funds 3 3

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

26B 22B 19B 15B 11B 7B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE & MORAN, PLLC Filing Date11/19/2025 Form ADV-E View Report
Accounting Firm Name PLANTE & MORAN, PLLC Filing Date11/27/2024 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date01/10/2024 Form ADV-E View Report

Private Funds Structure

Count GAV
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Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
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Adviser PASADENA PRIVATE WEALTH, LLC Hedge Fund- Liquidity Fund- Private Equity Fund1.5m Real Estate Fund49.1m Securitized Asset Fund- Venture Capital Fund5.7m Other Fund75.1m Total Private Fund GAV137.1m AUM1.6b #Funds6
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$1,029,361,248 % Position10.00% $ Change3.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$340,673,712 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$293,326,684 % Position3.00% $ Change38.00% # Change0.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$324,982,122 % Position3.00% $ Change0.00% # Change-2.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$247,268,766 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$162,778,494 % Position2.00% $ Change8.00% # Change3.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$223,294,972 % Position2.00% $ Change-2.00% # Change0.00%
Stck Ticker693718108 Stock NamePACCAR INC $ Position$268,246,909 % Position2.00% $ Change-9.00% # Change0.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$153,111,500 % Position1.00% $ Change1.00% # Change1.00%
Stck Ticker808524763 Stock NameSCHWAB STRATEGIC TR $ Position$72,456,568 % Position1.00% $ Change-3.00% # Change5.00%

Brochure Summary