Adviser Profile

As of Date 06/30/2026
Registration SEC, Approved, 03/08/1971
ADV Location PHILADELPHIA, PA, United States
Contact Info 215 xxxxxxx
Websites
AUM* 110,113,690,076 28%
of that, discretionary 76,213,694,173 39%
Number of Employees 2,404 5%
of those in investment advisory functions 1,614 30%
Private Fund GAV* 0
Avg Account Size 451,641 19%
% High Net Worth 41.32% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

76B 65B 54B 44B 33B 22B 11B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GRANT THORNTON LLP Filing Date11/07/2025 Form ADV-E View Report
Accounting Firm Name GRANT THORNTON LLP Filing Date03/21/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/09/2024 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS Filing Date10/26/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$1,434,294 % Position3.00% $ Change18.00% # Change3.00%
Stck Ticker464287200 Stock NameISHS CORE SP 500 ETF $ Position$1,378,689 % Position3.00% $ Change49.00% # Change30.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP $ Position$938,880 % Position2.00% $ Change20.00% # Change5.00%
Stck Ticker81369Y803 Stock NameST STR TECH SEL SPDR ETF $ Position$914,413 % Position2.00% $ Change46.00% # Change2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$854,061 % Position2.00% $ Change3.00% # Change2.00%
Stck Ticker78462F103 Stock NameST STR SPDR SP 500 ETF $ Position$535,840 % Position1.00% $ Change # Change
Stck Ticker931142103 Stock NameWALMART INC $ Position$265,611 % Position1.00% $ Change-12.00% # Change-3.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE CO $ Position$584,534 % Position1.00% $ Change12.00% # Change0.00%
Stck Ticker81369Y209 Stock NameST STR H/C SEL SCTR ETF $ Position$367,969 % Position1.00% $ Change6.00% # Change-2.00%
Stck Ticker46434V613 Stock NameISHS CORE UNVL USD ETF $ Position$487,665 % Position1.00% $ Change37.00% # Change37.00%

Brochure Summary