Adviser Profile

As of Date 06/18/2026
Registration SEC, Approved, 01/15/2013
Other registrations (1)
ADV Location NIWOT, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 253,901,033 4%
of that, discretionary 208,101,223 13%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 943,870 15%
% High Net Worth 27.44% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

598M 512M 427M 341M 256M 171M 85M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$11,778,964 % Position8.00% $ Change94.00% # Change-4.00%
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$10,157,659 % Position7.00% $ Change106.00% # Change-3.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$7,668,924 % Position5.00% $ Change240.00% # Change0.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS $ Position$5,604,260 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker219350105 Stock NameCORNING INC $ Position$6,701,526 % Position4.00% $ Change81.00% # Change-3.00%
Stck TickerG7997R103 Stock NameSEAGATE TECHNOLOGY HLDNGS PL $ Position$5,478,305 % Position4.00% $ Change145.00% # Change-1.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$4,075,822 % Position3.00% $ Change41.00% # Change-1.00%
Stck Ticker11285B108 Stock NameBROOKFIELD RENEWABLE CORP $ Position$4,376,856 % Position3.00% $ Change-7.00% # Change-1.00%
Stck Ticker007973100 Stock NameADVANCED ENERGY INDS $ Position$3,754,957 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$2,566,151 % Position2.00% $ Change23.00% # Change-2.00%

Brochure Summary