Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 10/15/2017
Other registrations (2)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 3,370,643,869 135%
of that, discretionary 2,662,749,566 167%
Number of Employees 23 53%
of those in investment advisory functions 14 17%
Private Fund GAV* 0
Avg Account Size 38,302,771 133%
% High Net Worth 55.68% -22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

3B 2B 2B 2B 1B 761M 380M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary