Adviser Profile

As of Date 06/22/2026
Registration SEC, Approved, 12/04/2006
Other registrations (4)
ADV Location MANCHESTER, NH, United States
Contact Info 603 xxxxxxx
Websites
AUM* 411,740,153 11%
of that, discretionary 411,740,153 11%
Number of Employees 10 11%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 630,536 1%
% High Net Worth 53.79% 11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

385M 330M 275M 220M 165M 110M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROY & BENTAS, CPAS, P.C. Filing Date01/07/2026 Form ADV-E View Report
Accounting Firm Name ROY & BENTAS, CPAS, P.C. Filing Date03/28/2025 Form ADV-E View Report
Accounting Firm Name ROY & BENTAS, CPAS, PCP Filing Date07/13/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468r200 Stock NameSPDR Bloomberg Inter Floating $ Position$40,244,010 % Position7.00% $ Change3.00% # Change3.00%
Stck Ticker78467y107 Stock NameSPDR S&P Mid Cap 400 ETF (MDY) $ Position$20,702,212 % Position4.00% $ Change8.00% # Change-6.00%
Stck Ticker808524805 Stock NameSchwab International Equity ET $ Position$22,710,139 % Position4.00% $ Change12.00% # Change0.00%
Stck Ticker808524300 Stock NameSchwab US Large Cap Growth ETF $ Position$17,244,684 % Position3.00% $ Change16.00% # Change-1.00%
Stck Ticker808524508 Stock NameSchwab US Mid Cap ETF (SCHM) $ Position$19,127,664 % Position3.00% $ Change20.00% # Change1.00%
Stck Ticker922908363 Stock NameVanguard S&P 500 ETF (VOO) $ Position$17,878,790 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker808524797 Stock NameSchwab US Dividend Equity ETF $ Position$15,813,532 % Position3.00% $ Change2.00% # Change-1.00%
Stck Ticker92206c409 Stock NameVanguard Short Ter Corp Bd ETF $ Position$16,277,019 % Position3.00% $ Change-2.00% # Change-1.00%
Stck Ticker037833100 Stock NameApple Inc (AAPL) $ Position$19,150,057 % Position3.00% $ Change25.00% # Change10.00%
Stck Ticker92206c870 Stock NameVanguard Intermediate Corp ETF $ Position$11,447,686 % Position2.00% $ Change2.00% # Change2.00%

Brochure Summary