Adviser Profile

As of Date 06/26/2026
Registration SEC, Approved, 03/18/2016
Other registrations (2)
ADV Location BEAUMONT, TX, United States
Contact Info 409 xxxxxxx
Websites
AUM* 365,197,944 19%
of that, discretionary 365,197,944 19%
Number of Employees 4 33%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 740,767 7%
% High Net Worth 36.53% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

365M 313M 261M 209M 157M 104M 52M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$74,215,748 % Position29.00% $ Change22.00% # Change6.00%
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$17,863,081 % Position7.00% $ Change216.00% # Change215.00%
Stck Ticker92189F643 Stock NameVANECK ETF TRUST $ Position$18,638,255 % Position7.00% $ Change3.00% # Change-4.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,795,991 % Position4.00% $ Change26.00% # Change2.00%
Stck Ticker46137V241 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$7,598,959 % Position3.00% $ Change19.00% # Change-1.00%
Stck Ticker92203C303 Stock NameVANGUARD BD INDEX FDS $ Position$6,619,824 % Position3.00% $ Change3.00% # Change3.00%
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$7,562,401 % Position3.00% $ Change21.00% # Change9.00%
Stck Ticker78464A862 Stock NameSPDR SERIES TRUST $ Position$7,131,418 % Position3.00% $ Change92.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$6,237,762 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$4,891,025 % Position2.00% $ Change1.00% # Change-9.00%