Adviser Profile

As of Date 12/08/2024
Registration status Terminated
ADV Location PHILADELPHIA, PA, United States
Contact Info 215 xxxxxxx
Websites
AUM* 943,418,690 19%
of that, discretionary 943,418,690 19%
Number of Employees 14 8%
of those in investment advisory functions 7 -13%
Private Fund GAV* 0
Avg Account Size 802,910 7%
% High Net Worth 55.09% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

943M 809M 674M 539M 404M 270M 135M
2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$75,619,980 % Position19.00% $ Change16.00% # Change3.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$47,831,690 % Position12.00% $ Change20.00% # Change12.00%
Stck Ticker921937827 Stock NameVANGUARD BD INDEX FDS $ Position$44,734,190 % Position11.00% $ Change-19.00% # Change-19.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$37,839,608 % Position10.00% $ Change29.00% # Change10.00%
Stck Ticker46641Q761 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$33,587,278 % Position9.00% $ Change28.00% # Change16.00%
Stck Ticker78464A649 Stock NameSPDR SER TR $ Position$15,774,590 % Position4.00% $ Change9.00% # Change11.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,829,759 % Position3.00% $ Change5.00% # Change-4.00%
Stck Ticker78464A409 Stock NameSPDR SER TR $ Position$11,234,011 % Position3.00% $ Change19.00% # Change-3.00%
Stck Ticker46641Q654 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,704,032 % Position2.00% $ Change-6.00% # Change-6.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$5,053,389 % Position1.00% $ Change-13.00% # Change-14.00%

Brochure Summary