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Adviser Profile

As of Date 02/11/2026
Registration SEC, Approved, 06/30/2006
Other registrations (1)
ADV Location GLASTONBURY, CT, United States
Contact Info 860 xxxxxxx
Websites
AUM* 362,026,338 40%
of that, discretionary 306,977,699 50%
Number of Employees 6
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 525,437 41%
% High Net Worth 68.18% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

307M 263M 219M 175M 132M 88M 44M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date08/21/2025 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/17/2024 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/06/2023 Form ADV-E View Report