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Adviser Profile

As of Date 01/30/2025
Adviser Type - Large advisory firm
Number of Employees 3 -25.00%
of those in investment advisory functions 3 -25.00%
Registration SEC, Approved, 09/20/1983
AUM* 317,100,153 -4.32%
of that, discretionary 317,100,153 -4.32%
Private Fund GAV* 0
Avg Account Size 2,297,827 -0.85%
% High Net Worth 76.56% 3.50%
SMA’s Yes
Private Funds 0
Contact Info 610 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

351M 301M 251M 200M 150M 100M 50M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$13,828,495 % Position5.00% $ Change30.00% # Change-2.00%
Stck Ticker459200101 Stock NameInternational Business Mach $ Position$6,937,647 % Position3.00% $ Change17.00% # Change-2.00%
Stck Ticker58155Q103 Stock NameMcKesson Corp $ Position$7,843,677 % Position3.00% $ Change-6.00% # Change-13.00%
Stck Ticker46625H100 Stock NameJP Morgan Chase & Co $ Position$8,633,230 % Position3.00% $ Change19.00% # Change1.00%
Stck Ticker532457108 Stock NameLilly Eli & Co $ Position$8,673,830 % Position3.00% $ Change-9.00% # Change-3.00%
Stck Ticker149123101 Stock NameCaterpillar Inc Del $ Position$4,491,201 % Position2.00% $ Change16.00% # Change-2.00%
Stck Ticker060505104 Stock NameBank of America Corp $ Position$4,379,087 % Position2.00% $ Change12.00% # Change-1.00%
Stck Ticker00206R102 Stock NameAT&T Inc $ Position$4,396,693 % Position2.00% $ Change1.00% # Change-1.00%
Stck Ticker031162100 Stock NameAmgen Inc $ Position$5,408,577 % Position2.00% $ Change-11.00% # Change-1.00%
Stck Ticker17275R102 Stock NameCisco Sys Inc $ Position$5,390,410 % Position2.00% $ Change11.00% # Change-1.00%

Brochure Summary