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Adviser Profile

As of Date 02/26/2025
Adviser Type - Large advisory firm
Number of Employees 1
of those in investment advisory functions 1
Registration North Carolina, Terminated, 08/24/2021
Other registrations (1)
AUM* 309,141,000 34.53%
of that, discretionary 305,296,000 33.59%
Private Fund GAV* 0
Avg Account Size 1,465,123 5.20%
% High Net Worth 88.10% 4.41%
SMA’s No
Private Funds 0
Contact Info 704 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

229M 196M 163M 131M 98M 65M 33M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$19,370 % Position10.00% $ Change-5.00% # Change0.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$16,975 % Position8.00% $ Change-7.00% # Change-8.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$11,809 % Position6.00% $ Change-16.00% # Change-3.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$12,007 % Position6.00% $ Change20.00% # Change2.00%
Stck Ticker78464A409 Stock NameSPDR SER TR $ Position$9,221 % Position5.00% $ Change-7.00% # Change2.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$10,363 % Position5.00% $ Change-11.00% # Change-12.00%
Stck Ticker922907746 Stock NameVANGUARD MUN BD FDS $ Position$7,908 % Position4.00% $ Change86.00% # Change88.00%
Stck Ticker78464A508 Stock NameSPDR SER TR $ Position$5,138 % Position3.00% $ Change1.00% # Change2.00%
Stck Ticker22160K105 Stock NameCOSTCO WHSL CORP NEW $ Position$5,549 % Position3.00% $ Change3.00% # Change-1.00%
Stck Ticker922908595 Stock NameVANGUARD INDEX FDS $ Position$3,063 % Position2.00% $ Change-9.00% # Change1.00%

Brochure Summary