Adviser Profile

As of Date 02/17/2026
Registration SEC, Approved, 08/13/2021
Other registrations (1)
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 368,884,462 39%
of that, discretionary 364,505,213 40%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,617,914 12%
% High Net Worth 88.37% 8%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

365M 312M 260M 208M 156M 104M 52M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$26,678,792 % Position8.00% $ Change15.00% # Change0.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$18,857,517 % Position6.00% $ Change5.00% # Change5.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$15,926,080 % Position5.00% $ Change15.00% # Change0.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$15,657,090 % Position5.00% $ Change23.00% # Change1.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$13,604,558 % Position4.00% $ Change7.00% # Change8.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$11,927,174 % Position4.00% $ Change5.00% # Change0.00%
Stck Ticker25434V591 Stock NameDIMENSIONAL ETF TRUST $ Position$10,625,515 % Position3.00% $ Change-8.00% # Change-8.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,865,045 % Position2.00% $ Change34.00% # Change7.00%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST $ Position$7,610,517 % Position2.00% $ Change17.00% # Change5.00%
Stck Ticker922907712 Stock NameVANGUARD MUN BD FDS $ Position$7,309,520 % Position2.00% $ Change0.00% # Change-2.00%

Brochure Summary