9AT: COHEN CAPITAL MANAGEMENT INC

COHEN CAPITAL MANAGEMENT INC

COHEN CAPITAL MANAGEMENT INC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 06/05/1995
ADV Location	CORTE MADERA, CA, United States
Contact Info	(41 xxxxxxx
Websites

AUM^*	1,000,113,667 13%
of that, discretionary	1,000,113,667 13%
Number of Employees	7 17%
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	9,091,942 125%
% High Net Worth	36.36% -45%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 864M 720M 576M 432M 288M 144M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name CBIZ	Filing Date08/22/2025	Form ADV-E View Report
Accounting Firm Name MARCUM LLP	Filing Date08/22/2024	Form ADV-E View Report

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker038222105	Stock NameAPPLIED MATLS INC COM	$ Position$80,702,260	% Position11.00%	$ Change111.00%	# Change0.00%
Stck Ticker863667101	Stock NameSTRYKER CORPORATION COM	$ Position$26,397,764	% Position4.00%	$ Change-3.00%	# Change1.00%
Stck Ticker883556102	Stock NameTHERMO FISHER SCIENTIFIC INC COM	$ Position$28,852,767	% Position4.00%	$ Change2.00%	# Change0.00%
Stck Ticker46625H100	Stock NameJPMORGAN CHASE & CO COM	$ Position$26,736,642	% Position4.00%	$ Change6.00%	# Change-5.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP COM	$ Position$27,857,511	% Position4.00%	$ Change3.00%	# Change2.00%
Stck Ticker023135106	Stock NameAMAZON COM INC COM	$ Position$20,542,048	% Position3.00%	$ Change14.00%	# Change0.00%
Stck Ticker02079K305	Stock NameALPHABET INC CAP STK CL A	$ Position$25,399,003	% Position3.00%	$ Change24.00%	# Change0.00%
Stck Ticker17275R102	Stock NameCISCO SYS INC COM	$ Position$23,243,825	% Position3.00%	$ Change51.00%	# Change0.00%
Stck Ticker91324P102	Stock NameUNITEDHEALTH GROUP INC COM	$ Position$20,745,340	% Position3.00%	$ Change52.00%	# Change-1.00%
Stck Ticker244199105	Stock NameDEERE & CO COM	$ Position$21,182,816	% Position3.00%	$ Change13.00%	# Change0.00%

Brochure Summary

Overview

Cohen Capital Management, Inc. (“CCM”) commenced business in March 1995. Jay A. Cohen (“Mr. Cohen”) is the principal owner of the company. Jay A. Cohen is President, Chief Executive Officer and Chief Compliance Officer of Cohen Capital Management, Inc. As of March 30, 2024, CCM had assets under management of $ 764,876,182. The Adviser manages all of these assets on a discretionary basis. Wealth Management Services CCM manages clients’ cash balances, equity and fixed income portfolios on a fully disclosed basis primarily for high-net-worth individuals. The investment strategy focuses on the fundamental/quantitative aspects of potential investments with a long-term view to total capital appreciation. CCM may also provide advice to certain clients on asset allocation focusing on clients’ long-term financial goals. Our services are customized to the needs of our clients. Clients may impose reasonable guidelines and/or restrictions

on investing in certain securities or types of securities. For example, a client may specify that the investment in any particular stock or industry should not exceed specified percentages of the value of the portfolio. All such guidelines and restrictions must be communicated to CCM in writing. Other Services CCM provides financial planning and concierge services upon request. Such services are negotiated and memorialized in a written agreement with each client. Wrap Fee Programs CCM does not sponsor or participate in wrap fee programs. Assets Under Management As of December 31, 2023, the following represents the amount of client assets under management by CCM on a discretionary and non-discretionary basis: Type of Account Assets Under Management ("AUM") Discretionary *$764,876,182 Non-Discretionary $0 Total: *$764,876,182 *AUM amount is as of February 20, 2024.