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Adviser Profile

As of Date 03/24/2025
Adviser Type - Large advisory firm
Number of Employees 7 40.00%
of those in investment advisory functions 4
Registration SEC, Approved, 06/05/1995
AUM* 1,007,504,431 48.55%
of that, discretionary 1,007,504,431 48.55%
Private Fund GAV* 0
Avg Account Size 2,125,537 -46.72%
% High Net Worth 46.67% -22.22%
SMA’s Yes
Private Funds 0
Contact Info (41 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

755M 647M 539M 432M 324M 216M 108M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary