Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 07/16/2020
Other registrations (2)
ADV Location SANTA BARBARA, CA, United States
Contact Info 805 xxxxxxx
Websites
AUM* 260,310,097 14%
of that, discretionary 235,716,045 3%
Number of Employees 3 -25%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 1,321,371 21%
% High Net Worth 73.79% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

251M 215M 180M 144M 108M 72M 36M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees