9AT: RUNDE & CO. LLC

RUNDE & CO. LLC

other names

RUNDE & CO. LLC
RUNDE $ CO INCORPORATED
RUNDE INVESTMENT MANAGEMENT

Adviser Profile

As of Date	03/24/2026
ADV Location	SEATTLE, WA, United States
Adviser Type - Large advisory firm
Number of Employees	2 -33%
of those in investment advisory functions	2
Registration	SEC, Approved, 11/20/2013
Other registrations (1)	Washington, Terminated, 12/05/2013

AUM^*	209,495,000 13%
of that, discretionary	209,495,000 14%
Private Fund GAV^*	0
Avg Account Size	1,369,248 6%
% High Net Worth	89.80% 0%
SMA’s	Yes
Private Funds	0
Contact Info	206 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

193M 166M 138M 110M 83M 55M 28M

2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Runde & Co. LLC is an independent, SEC registered investment advisor offering investment management services. The Runde & Co. LLC investment team is led by Elizabeth G. A. Runde and Kevin Casey Runde who have more than 80 years combined investment experience. Investments are made in stocks, bonds and mutual funds. Runde & Co. LLC is owned and operated by Elizabeth Runde (51%) and Casey Runde (49%). The firm, formerly known as Runde & Co. Incorporated was founded in 1992 by Elizabeth Runde and Casey Runde. Runde & Co. LLC seeks to achieve solid risk-adjusted investment returns for its investors through the construction and management of highly diversified portfolios of equity securities. The investment strategy is a fundamentally based, process-driven investment approach. Runde’s objective methodology, based on a proprietary filter developed in-house, is designed to identify undervalued and overvalued stocks. There are a number of benefits to a process-driven investment strategy and specifically to the Runde

strategy. The primary benefit is that the Runde implementation creates and facilitates a dispassionate, unbiased approach to investing which is replicable and in which stock selection criteria can be uniformly applied. A secondary benefit is that a systematic approach allows for greater diversification of the assets which contributes to better risk- adjusted performance and a reduction of the company-specific risks inherent in the marketplace. Lastly, Runde portfolios have very low turnover. Investment advice is limited to stocks, bonds and mutual funds. Client portfolios are tailored to specific needs through asset allocation. Asset allocation is established for each client and reviewed regularly. For some clients, bonds and mutual funds are included in their overall asset allocation. Clients are able to impose restrictions on investing in certain securities when they sign the Runde & Co. LLC suitability agreement. Runde & Co. LLC has assets under management of $160,985,761 million as of 12/31/2022.