9AT: MCRAE CAPITAL MANAGEMENT INC.

MCRAE CAPITAL MANAGEMENT INC.

other names

MCRAE CAPITAL MANAGEMENT INC.

Adviser Profile

As of Date	03/30/2026
ADV Location	MORRISTOWN, NJ, United States
Adviser Type - Large advisory firm
Number of Employees	8 14%
of those in investment advisory functions	5 25%
Registration	SEC, Approved, 01/08/1981

AUM^*	795,025,614 13%
of that, discretionary	795,025,614 13%
Private Fund GAV^*	0
Avg Account Size	969,543 13%
% High Net Worth	89.76% 1%
SMA’s	Yes
Private Funds	0
Contact Info	973 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

668M 572M 477M 382M 286M 191M 95M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

MCM was founded in 1981 and has been registered with the SEC as an investment adviser since 1981. The principal owners of the Registrant are Roderick McRae III and Peter James McRae. MCM provides discretionary investment management to separate account clients based on the individual needs of each client. MCM requires that each client complete a written investment advisory agreement to set forth the terms under which MCM shall manage the client account(s). In addition, MCM discusses with clients, specific investment objectives and/or restrictions, mutually agreed upon asset allocation between equities, fixed income, and money funds, and the types of investments that shall be held by the client. Clients may impose restrictions on their account based on specific securities,

security type, or industry type, among others. MCM also provides certain financial planning services to its clients. Roderick McRae III and Peter McRae have both received the Certified Financial Planning (“CFP”) designation. CFPs must pass a comprehensive exam covering financial planning, taxes, insurance, estate planning, retirement planning, and investment planning. CFPs must also complete continuing education programs to maintain their certification status. MCM does not charge additional fees for its financial planning services; such services are included as part of its investment advisory services. MCM does not participate in wrap fee programs. As of December 31, 2023, MCM managed $701,547,037 on a discretionary basis on behalf of 818 clients.