9AT: INDIANO CAPITAL MANAGEMENT

INDIANO CAPITAL MANAGEMENT

other names

INDIANO CAPITAL MANAGEMENT
INDIANO CAPITAL MANAGEMENT INC.

Adviser Profile

As of Date	03/30/2026
ADV Location	ROCHESTER, NY, United States
Adviser Type - Large advisory firm
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 06/14/2006
Other registrations (1)	New York, Terminated, 03/29/2012

AUM^*	253,822,996 -11%
of that, discretionary	253,822,996 -11%
Private Fund GAV^*	0
Avg Account Size	2,563,869 -1%
% High Net Worth	22.64% 8%
SMA’s	Yes
Private Funds	0
Contact Info	585 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

351M 301M 251M 200M 150M 100M 50M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

The Company Indiano Capital Management, Inc. (“Indiano Capital”) is a registered investment adviser with the United States Securities and Exchange Commission. Registration as an investment adviser does not imply a certain level of skill or training. We were founded in 1998 by Matthew Indiano, our principal owner. Mr. Indiano has over 31 years of investment advisory experience. We provide investment advisory services to individuals, their related trusts and estates, banking or thrift institutions, pension and profit sharing plans and corporations and other institutions. Assets Under Management As of December 31, 2023, we had $286,350,171 of assets under management on a discretionary basis, and $0 on a non-discretionary basis. Advisory Services We offer clients investment management services

as covered in an investment management agreement between us and the client. Each client’s investment account and portfolio is typically managed on a regular and continuous basis. We assist clients in creating their own custom investment plan by assisting them in determining, among other things, suitability, investment objectives, goals, time horizons, and risk tolerances. In reviewing these with clients, clients may impose restrictions on investing in certain securities or types of securities. Our investment strategies may include investments in domestic and foreign equity securities, exchange listed and over-the-counter traded funds, investment grade and non-investment grade corporate bonds, commercial paper, CDs, U.S. Government and agency securities, municipal bonds, option contracts on securities, and mutual funds owning one or more of these types of securities.