Adviser Profile

As of Date 07/16/2026
Registration SEC, Approved, 04/13/2021
Other registrations (9)
Contact Info 678 xxxxxxx
Websites
AUM* 217,305,940 40%
of that, discretionary 215,601,539 40%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 626,242 18%
% High Net Worth 66.22% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

216M 185M 154M 123M 92M 62M 31M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$80,263,476 % Position36.00% $ Change17.00% # Change2.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$26,409,787 % Position12.00% $ Change25.00% # Change3.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$21,021,737 % Position9.00% $ Change13.00% # Change-2.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$15,633,280 % Position7.00% $ Change28.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$12,877,200 % Position6.00% $ Change232.00% # Change131.00%
Stck Ticker81369Y852 Stock NameSELECT SECTOR SPDR TR $ Position$5,796,415 % Position3.00% $ Change-8.00% # Change-5.00%
Stck Ticker464287721 Stock NameISHARES TR $ Position$6,524,181 % Position3.00% $ Change40.00% # Change1.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$6,884,686 % Position3.00% $ Change88.00% # Change10.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$5,998,202 % Position3.00% $ Change15.00% # Change484.00%
Stck Ticker316092808 Stock NameFIDELITY COVINGTON TRUST $ Position$3,801,474 % Position2.00% $ Change39.00% # Change1.00%

Brochure Summary