Adviser Profile

As of Date 02/12/2026
Registration SEC, Approved, 01/06/2006
Other registrations (1)
ADV Location BRAINTREE, MA, United States
Contact Info 781 xxxxxxx
Websites
AUM* 201,501,574 20%
of that, discretionary 201,501,574 20%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 423,323 27%
% High Net Worth 46.89% 58%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

202M 173M 144M 115M 86M 58M 29M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker75513E101 Stock NameRTX CORPORATION $ Position$7,445,716 % Position6.00% $ Change-2.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$4,758,014 % Position4.00% $ Change11.00% # Change-3.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$5,506,098 % Position4.00% $ Change2.00% # Change-11.00%
Stck Ticker46435G474 Stock NameISHARES TR $ Position$3,463,660 % Position3.00% $ Change1.00% # Change-1.00%
Stck Ticker92107P772 Stock NameVANECK FDS $ Position$4,157,287 % Position3.00% $ Change6.00% # Change3.00%
Stck Ticker98149E303 Stock NameWORLD GOLD TR $ Position$4,668,784 % Position3.00% $ Change-15.00% # Change-1.00%
Stck Ticker032095101 Stock NameAMPHENOL CORP $ Position$3,489,881 % Position3.00% $ Change36.00% # Change-3.00%
Stck Ticker866796105 Stock NameSUN LIFE FINANCIAL INC. $ Position$3,361,507 % Position3.00% $ Change25.00% # Change0.00%
Stck Ticker46138E222 Stock NameINVESCO EXCH TRADED FD TR II $ Position$3,776,177 % Position3.00% $ Change13.00% # Change3.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$3,530,357 % Position3.00% $ Change1.00% # Change-1.00%

Brochure Summary