Adviser Profile

As of Date 08/26/2026
Registration SEC, Approved, 03/17/2015
Other registrations (1)
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 670,748,146 15%
of that, discretionary 668,842,864 15%
Number of Employees 8 -27%
of those in investment advisory functions 6 -25%
Private Fund GAV* 0
Avg Account Size 670,748 8%
% High Net Worth 47.69% 25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

669M 573M 478M 382M 287M 191M 96M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary